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The Nexus
Case profilePleaded guiltyFederalEDNY

USA v. Lowe, Ringel, Cooper, and Grewal

John Lowe and Richard Ringel pleaded guilty to securities fraud for involvement in a multi-year insider trading scheme, with co-defendants David Cooper, a FINRA-registered broker, and Randy Grewal also pleading guilty to securities fraud. Each defendant faces a maximum sentence of 20 years' imprisonment.

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Filed: Jun 22 · 12:00 UTCUpdated: Jun 22 · 21:05 UTC
Defendants (4)
  • John Lowe
    Trader
  • Richard Ringel
    Trader
  • David Cooper
    BrokerFINRA-registered firm
  • Randy Grewal
    Trader
Charges
  • Securities fraud
SourceU.S. Department of Justice

https://www.justice.gov/usao-edny/pr/broker-and-three-traders-plead-guilty-multi-year-insider-trading-scheme